Compliance Analyst (Temporary)
- Location
- Flexible
- Employment type
- unknown
- Posted
- Posted
- Compliance
- Operations
- Temporary
About the role
Seaport Global Holdings LLC seeks a Compliance Analyst to join our team on a temporary basis. The assignment is expected to last approximately 2–3 months and is subject to extension based on business needs. The ideal candidate is a detail-oriented compliance professional with hands-on broker-dealer experience, a working knowledge of FINRA rules and regulatory reporting systems, and active FINRA registrations. The Compliance Analyst will play an instrumental role in supporting the firm’s daily surveillance and supervisory program, including trade review, research approval, and registration and licensing for our fixed income and equity sales, trading and research businesses.
More at seaportglobal
- Institutional Equity Sales Associate — New York, NY
- Senior Institutional Equity Sales — Long-Only and Hedge Fund coverage — New York, NY
- Senior Institutional Equity Sales — Long-Only and Hedge Fund coverage — New York City, us
- Research Analyst — Philadelphia, us
- VP / Sales Specialist - SPACs, and Event-Driven Strategies — New York City, us
- Full-Stack Engineer — London, gb
- Vice President, Electronic Credit Sales & Trading — New York City, us
- Analyst/Junior Associate, Credit Sales & Trading — Singapore, sg
Listed via lever. JobForge is not the employer and does not process applications; apply on the company's own site.